List of marginable US securities for the month of January 2010
Sec Code A US AA US AAPL US ABB US ACM US AIB US AIG US ARTC US ASH US ATVI US AXP US BAC US BCS US BHP US BIDU US BK US BNI US BP US BRCM US BRK/B US BTU US C US CAT US CENX US CHK US CITGQ US CL US CLS US CM US CMCSA US CREE US CSCO US CVX US CYD US Security Name AGILENT TECH INC ALCOA INC APPLE ABB LTD-ADR AECOM TECHNOLOGY ALLIED IRISH-ADR AMERICAN INTERNA ARTHROCARE CORP ASHLAND INC ACTIVISION BLIZZ AMERICAN EXPRESS BANK OF AMERICA BARCLAYS PLC-ADR BHP BILLITON-ADR BAIDU INC-SP ADR BANK NY MELLON BURLINGTON NORTH BP PLC-ADR BROADCOM CORP-A BERKSHIRE HATH-B PEABODY ENERGY CITIGROUP INC CATERPILLAR INC CENTURY ALUMINUM CHESAPEAKE ENERG CIT GROUP INC COLGATE-PALMOLIV CELESTICA INC CAN IMPL BK COMM COMCAST CORP-A CREE INC CISCO SYSTEMS CHEVRON CORP CHINA YUCHAI SCL 3,480,000 6,000,000 6,000,000 6,000,000 1,120,000 4,410,000 6,000,000 260,000 740,000 6,000,000 6,000,000 6,000,000 6,000,000 6,000,000 260,000 6,000,000 3,400,000 6,000,000 4,360,000 130,000 2,670,000 6,000,000 6,000,000 920,000 6,000,000 4,040,000 4,970,000 2,100,000 1,580,000 6,000,000 1,030,000 6,000,000 6,000,000 370,000 PCF Sec Code DB US DD US DELL US DIA US DIS US DO US DRYS US EBS US EEM US EFA US EPD US EWJ US FCX US FITB US FLEX US FMCN US FMD US FXI US GE US GG US GLD US GNW US GOOG US GS US HBAN US HBC US HD US HIG US HPQ US IBM US INT US INTC US IOC US IPG US Security Name DEUTSCHE BANK-RG DU PONT (EI) DELL INC DIAMONDS TRUST WALT DISNEY CO DIAMOND OFFSHORE DRYSHIPS INC EMERGENT BIOSOLU ISHARES-EMG MKT ISHARES-MSCI EAF ENTERPRISE PRODU ISHARES-JAPAN FREEPORT-MCMORAN FIFTH THIRD BANC FLEXTRONICS INTL FOCUS MEDIA-ADR FIRST MARBLEHEAD ISHARES FT/XI CH GENERAL ELECTRIC GOLDCORP INC SPDR GOLD TRUST GENWORTH FINANCI GOOGLE INC-CL A GOLDMAN SACHS GP HUNTINGTON BANC HSBC HOLDING-ADR HOME DEPOT INC HARTFORD FINL SV HEWLETT-PACKARD IBM WORLD FUEL SVCS INTEL CORP INTEROIL CORP INTERPUBLIC GRP SCL 3,480,000 6,000,000 6,000,000 840,000 6,000,000 1,390,000 2,570,000 300,000 6,000,000 6,000,000 4,090,000 4,840,000 4,290,000 6,000,000 6,000,000 1,290,000 990,000 2,370,000 6,000,000 6,000,000 3,710,000 4,880,000 2,420,000 5,140,000 6,000,000 6,000,000 6,000,000 3,830,000 6,000,000 6,000,000 590,000 6,000,000 440,000 4,860,000 PCF Sec Code IRLBF US IWM US IYR US JAVA US JEC US JNJ US JPM US KFT US KO US LDK US LNC US LVS US LYG US MCD US MDR US MGM US MMM US MON US MOT US MRK US MS US MSFT US MU US NFLX US NOK US NRG US NVS US NYX US OIL US ORCL US PEP US PFE US PFG US PG US Security Name BANK IRELAND ISHARES-RUS 2000 ISHARES-DJ REAL SUN MICROSYSTEMS JACOBS ENGIN GRP JOHNSON&JOHNSON JPMORGAN CHASE KRAFT FOODS INC COCA-COLA CO LDK SOLAR CO-ADR LINCOLN NATL CRP LAS VEGAS SANDS LLOYDS BANKING G MCDONALDS CORP MCDERMOTT INTL MGM MIRAGE 3M CO MONSANTO CO MOTOROLA INC MERCK & CO MORGAN STANLEY MICROSOFT CORP MICRON TECH NETFLIX INC NOKIA CORP-ADR NRG ENERGY NOVARTIS AG-ADR NYSE EURONEXT IPATH GS CRD OIL ORACLE CORP PEPSICO INC PFIZER INC PRINCIPAL FINL PROCTER & GAMBLE SCL 50,000 2,090,000 620,000 6,000,000 1,240,000 6,000,000 6,000,000 6,000,000 6,000,000 1,290,000 3,020,000 6,000,000 6,000,000 6,000,000 2,300,000 4,410,000 6,000,000 5,450,000 6,000,000 6,000,000 6,000,000 6,000,000 6,000,000 540,000 6,000,000 2,560,000 5,260,000 2,600,000 250,000 6,000,000 6,000,000 6,000,000 3,180,000 6,000,000 PCF Sec Code PNC US QQQQ US RBS US RHT US S US SHS US SLB US SLE US SLV US STM US SPY US STI US STO US STP US STX US T US TXT US UA US UBS US USB US USG US USO US UTX US V US VLO US VZ US WFC US WMT US X US XLE US XLF US XOM US YHOO US YZC US Security Name PNC FINANCIAL SE POWERSH-QQQ ROYAL BANK-S ADR RED HAT INC SPRINT NEXTEL CO SAUER-DANFOSS SCHLUMBERGER LTD SARA LEE CORP ISHARES SILVER T STMICROELECTR-NY SPDR TRUST SER 1 SUNTRUST BANKS STATOIL ASA-ADR SUNTECH POWE-ADR SEAGATE TECHNOLO AT&T INC TEXTRON INC UNDER ARMOUR-A UBS AG-REG US BANCORP USG CORP UNITED STATES OI UNITED TECH CORP VISA INC-CLASS A VALERO ENERGY VERIZON COMMUNIC WELLS FARGO & CO WAL-MART STORES US STEEL CORP SPDR-ENERGY SEL SPDR-FINL SELECT EXXON MOBIL CORP YAHOO! INC YANZHOU COAL-ADR SCL 4,610,000 3,950,000 1,490,000 1,870,000 6,000,000 480,000 6,000,000 6,000,000 3,100,000 6,000,000 6,000,000 4,990,000 4,190,000 1,750,000 4,970,000 6,000,000 2,710,000 370,000 6,000,000 6,000,000 990,000 680,000 6,000,000 4,700,000 5,640,000 6,000,000 6,000,000 6,000,000 1,430,000 1,010,000 4,840,000 6,000,000 6,000,000 1,770,000 PCF 80 80

SCL=sub-counter limit and PCF=price cap factor OSPL reserves the rights to alter the marginable value of the counters in the list without prior notice.